Partial Orders (Partially Ordered Sets)

A binary relation that satisfies reflexivity, antisymmetry, and transitivity is called a partial order, or simply an order. When two elements are related under a partial order, one is said to be less than or equal to the other. After defining partial orders, we present concrete examples.

Partial Order Relations

Let \(R\) be a binary relation on a set \(A\). That is, \[
R\subset A\times A.
\]In particular, suppose that the binary relation \(R\) on \(A\) satisfies reflexivity, antisymmetry, and transitivity, that is, \begin{align*}
& \left( O_{1}\right) \ \forall x\in A:\left( x,x\right) \in R\\
& \left( O_{2}\right) \ \forall x,y\in A:\left\{ \left[ \left(
x,y\right) \in R\wedge\left( y,x\right) \in R\right] \Rightarrow x=y\right\} \\
& \left( O_{3}\right) \ \forall x,y,z\in A:\left\{ \left[ \left(
x,y\right) \in R\wedge\left( y,z\right) \in R\right] \Rightarrow\left(
x,z\right) \in R\right\} .
\end{align*}Such a binary relation \(R\) is called a partial order, or simply an order. The three properties that characterize a partial order, namely reflexivity, antisymmetry, and transitivity, are collectively called the axioms of order.

The symbol \(\leq\) is often used to represent a partial order. Thus, when a partial order \(R\) on \(A\) is given, for arbitrary \(x,y\in A\) we define \[
x\leq y\Leftrightarrow\left( x,y\right) \in R.
\]In this case,
\[
\lnot\left( x\leq y\right) \Leftrightarrow\left( x,y\right) \not \in R
\]also holds for arbitrary \(x,y\in A\). Using the notation \(\leq\), the axioms of order can be written as \begin{align*}
& \left( O_{1}\right) \ \forall x\in A:x\leq x\\
& \left( O_{2}\right) \ \forall x,y\in A:\left[ \left( x\leq y\wedge y\leq x\right) \Rightarrow x=y\right] \\
& \left( O_{3}\right) \ \forall x,y,z\in A:\left[ \left( x\leq y\wedge y\leq z\right) \Rightarrow x\leq z\right] .
\end{align*}

When a partial order \(\leq\) is defined on \(A\) and \(x\leq y\) holds for \(x,y\in A\), we say that \(x\) is less than or equal to \(y\), that \(y\) is greater than or equal to \(x\), or that \(x\) does not exceed \(y\).
If a partial order \(\leq\) is defined on \(A\), the pair \[
\left( A,\leq\right)
\]is called a partially ordered set or an ordered set. When it is clear from the context that a partially ordered set is being discussed, it may simply be denoted by
\[
A.
\]

 

Example of a Partial Order: The Inverse Relation of a Partial Order

Let \(\left( A,\leq\right) \) be a partially ordered set. Denote the inverse relation of \(\leq\) by \[
\geq\subset A\times A.
\]By the definition of an inverse relation, for arbitrary \(x,y\in A\), \[
x\geq y\Leftrightarrow y\leq x.
\]Thus, \(x\) is greater than or equal to \(y\) under the inverse relation \(\geq\) if and only if \(y\) is less than or equal to \(x\) under the original partial order \(\leq\).
The inverse relation \(\geq\) of the partial order \(\leq\) is also a partial order. That is, \begin{align*}
& \left( O_{1}\right) \ \forall x\in A:x\geq x\\
& \left( O_{2}\right) \ \forall x,y\in A:\left[ \left( x\geq y\wedge y\geq x\right) \Rightarrow x=y\right] \\
& \left( O_{3}\right) \ \forall x,y,z\in A:\left[ \left( x\geq y\wedge y\geq z\right) \Rightarrow x\geq z\right] .
\end{align*}

Proposition (The Inverse Relation of a Partial Order Is a Partial Order)
Let \(\left( A,\leq\right) \) be a partially ordered set, and denote the inverse relation of \(\leq\) by \(\geq\). Then \(\left( A,\geq\right) \) is a partially ordered set.
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Example of a Partial Order: The Usual Order on the Real Numbers

The usual order relation \(\leq\) for comparing real numbers is a binary relation on the set of real numbers \(\mathbb{R} \) . Indeed, given the relation \(\leq\), for arbitrary real numbers \(x,y\in\mathbb{R} \), define a binary relation \(R\) on \(\mathbb{R} \) by requiring that \[
\left( x,y\right) \in R\Leftrightarrow x\leq y.
\]Thus, for \(x,y\in\mathbb{R} \), \(\left( x,y\right) \in R\) holds if and only if \(x\) is less than or equal to \(y\). Identifying this binary relation \(R\) with the usual order relation \(\leq\), we may regard \(\leq\) as a binary relation on \(\mathbb{R} \)
The usual order \(\leq\) on \(\mathbb{R} \), regarded as a binary relation on \(\mathbb{R} \), is a partial order. That is, \begin{align*}
& \left( O_{1}\right) \ \forall x\in\mathbb{R} :x\leq x\\
& \left( O_{2}\right) \ \forall x,y\in\mathbb{R} :\left[ \left( x\leq y\wedge y\leq x\right) \Rightarrow x=y\right] \\
& \left( O_{3}\right) \ \forall x,y,z\in\mathbb{R} :\left[ \left( x\leq y\wedge y\leq z\right) \Rightarrow x\leq z\right] .
\end{align*}

Proposition (The Usual Order Is a Partial Order)
The usual order relation \(\leq\) on \(\mathbb{R} \) is a partial order on \(\mathbb{R} \)
Proof

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Example of a Partial Order: Set Inclusion

Fix an arbitrary universal set \(U\) and consider the inclusion relation among its subsets. For arbitrary \(A,B\in2^{U}\), define a binary relation \(R\) by \[
\left( A,B\right) \in R\Leftrightarrow A\subset B.
\]Here \(2^{U}\) denotes the power set of \(U\), that is, the family consisting of all subsets of \(U\). Thus, \(\left( A,B\right) \in R\) holds if and only if \(A\) is a subset of \(B\). Identifying \(R\) with the inclusion relation \(\subset\), we may regard \(\subset\) as a binary relation on \(2^{U}\).
The inclusion relation \(\subset\) on \(2^{U}\) is a partial order. That is, \begin{align*}
& \left( O_{1}\right) \ \forall A\in2^{U}:A\subset A\\
& \left( O_{2}\right) \ \forall A,B\in2^{U}:\left[ \left( A\subset B\wedge B\subset A\right) \Rightarrow A=B\right] \\
& \left( O_{3}\right) \ \forall A,B,C\in2^{U}:\left[ \left( A\subset B\wedge B\subset C\right) \Rightarrow A\subset C\right] .
\end{align*}

Proposition (Set Inclusion Is a Partial Order)
The inclusion relation \(\subset\) on the power set \(2^{U}\) of a set \(U\) is a partial order on \(2^{U}\).
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Example of a Partial Order: Divisibility on the Natural Numbers

For natural numbers \(m,n\in\mathbb{N} \), we write \[
n|m
\]when \(m\) is a multiple of \(n\) (equivalently, \(n\) is a divisor of \(m\)). This is called the divisibility relation on \(\mathbb{N} \). For arbitrary \(m,n\in\mathbb{N} \), define a binary relation \(R\) by requiring that \[
\left( n,m\right) \in R\Leftrightarrow n|m.
\]Thus, for \(m,n\in\mathbb{N} \), \(\left( n,m\right) \in R\) holds if and only if \(m\) is a multiple of \(n\). Identifying \(R\) with the divisibility relation \(|\) on \(\mathbb{N} \), we may regard \(|\) as a binary relation on \(\mathbb{N} \)
The divisibility relation \(|\) on \(\mathbb{N} \), regarded as a binary relation on \(\mathbb{N} \), is a partial order. That is, \begin{align*}
& \left( O_{1}\right) \ \forall m\in\mathbb{N} :m|m\\
& \left( O_{2}\right) \ \forall m,n\in\mathbb{N} :\left[ \left( n|m\wedge m|n\right) \Rightarrow m=n\right] \\
& \left( O_{3}\right) \ \forall l,m,n\in\mathbb{N} :\left[ \left( n|m\wedge m|l\right) \Rightarrow n|l\right] .
\end{align*}

Proposition (Divisibility Is a Partial Order)
The divisibility relation \(|\) on \(\mathbb{N} \) is a partial order on \(\mathbb{N} \)
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Example of a Partial Order: The Identity Relation

Given a set \(A\), for arbitrary \(x,y\in A\), define a binary relation \(R\) by requiring that \[
\left( x,y\right) \in R\Leftrightarrow x=y.
\]Such a relation \(R\) is called the identity relation. Thus, \(\left( x,y\right) \in R\) holds if and only if \(x\) and \(y\) are equal. Identifying \(R\) with equality \(=\), we may regard equality as a binary relation on \(A\).
The identity relation \(=\) on \(A\) is a partial order. That is, \begin{align*}
& \left( O_{1}\right) \ \forall x\in A:x=x\\
& \left( O_{2}\right) \ \forall x,y\in A:\left[ \left( x=y\wedge y=x\right) \Rightarrow x=y\right] \\
& \left( O_{3}\right) \ \forall x,y,z\in A:\left[ \left( x=y\wedge y=z\right) \Rightarrow x=z\right] .
\end{align*}

Proposition (The Identity Relation Is a Partial Order)
The identity relation \(=\) on a set \(A\) is a partial order on \(A\).
Proof

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Examples of Binary Relations That Are Not Partial Orders

If a binary relation \(R\) on a set \(A\) does not satisfy the axioms of order, that is, if it fails at least one of reflexivity, antisymmetry, and transitivity, then \(R\) is not a partial order.

Example (Relation of Belonging to the Same Group)
Consider a school in which at least two distinct students are in the same grade, and let \(A\) be the set of its students. For arbitrary students \(x,y\in A\), define \[
\left( x,y\right) \in R\Leftrightarrow x\text{ and }y\text{ are in the same grade}.
\]Then \(R\) is not a partial order on \(A\) (Exercise).
Example (Strict Order on the Real Numbers)
Let \(\mathbb{R} \) be the set of all real numbers. For arbitrary \(x,y\in\mathbb{R} \), define a binary relation \(R\) on \(\mathbb{R} \) by \[
\left( x,y\right) \in R\Leftrightarrow x<y.
\]Then \(R\) is not a partial order on \(\mathbb{R} \) (Exercise).
Example (Similarity of Triangles)
Let \(A\) be the set of all triangles in the plane. For arbitrary triangles \(x,y\in A\), define \[
\left( x,y\right) \in R\Leftrightarrow x\text{ and }y\text{ are similar}.
\]Then \(R\) is not a partial order on \(A\) (Exercise).
Example (Empty Relation)
Choose an arbitrary nonempty set \(A\). Since the empty set is a subset of every set, \[
\phi\subset A\times A.
\]Thus \(\phi\) is a binary relation on \(A\). When the empty set \(\phi\) is regarded as a binary relation, it is called the empty relation. The empty relation \(\phi\) is not a partial order on \(A\) (Exercise).
Example (Universal Relation)
Choose an arbitrary set \(A\) containing at least two elements. Then \[
A\times A\subset A\times A.
\]Thus \(A\times A\) is a binary relation on \(A\). When the Cartesian product \(A\times A\) is regarded as a binary relation, it is called the universal relation. The universal relation \(A\times A\) is not a partial order on \(A\) (Exercise).

 

Exercises

Problem (Relation of Belonging to the Same Group)
Consider a school in which at least two distinct students are in the same grade, and let \(A\) be the set of its students. For arbitrary students \(x,y\in A\), define \[
\left( x,y\right) \in R\Leftrightarrow x\text{ and }y\text{ are in the same grade}.
\]Show that \(R\) is not a partial order on \(A\).
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Problem (Strict Order on the Real Numbers)
Let \(\mathbb{R} \) be the set of all real numbers. For arbitrary \(x,y\in\mathbb{R} \), define a binary relation \(R\) on \(\mathbb{R} \) by \[
\left( x,y\right) \in R\Leftrightarrow x<y.
\]Show that \(R\) is not a partial order on \(\mathbb{R} \).
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Problem (Similarity of Triangles)
Let \(A\) be the set of all triangles in the plane. For arbitrary triangles \(x,y\in A\), define \[
\left( x,y\right) \in R\Leftrightarrow x\text{ and }y\text{ are similar}.
\]Show that \(R\) is not a partial order on \(A\).
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Problem (Empty Relation)
Choose an arbitrary nonempty set \(A\). Since \[
\phi\subset A\times A,
\]the empty set \(\phi\) can be regarded as a binary relation on \(A\). Show that the empty relation \(\phi\) is not a partial order on \(A\).
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Problem (Universal Relation)
Choose an arbitrary set \(A\) containing at least two distinct elements. Since \[
A\times A\subset A\times A,
\]the Cartesian product \(A\times A\) can be regarded as a binary relation on \(A\). Show that the universal relation \(A\times A\) is not a partial order on \(A\).
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Problem (Restriction of a Partial Order)
Let \(\left( A,\leq\right) \) be a partially ordered set and let \(B\subset A\) be a nonempty subset. Define a binary relation \(\leq_{B}\) on \(B\) by \[
x\leq_{B}y\Leftrightarrow x\leq y
\]Show that \(\leq_{B}\) is a partial order on \(B\).
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Problem (Intersection of Partial Orders)
Let \(R\) and \(S\) be two partial orders on a set \(A\). Show that \[
R\cap S
\]is also a partial order on \(A\).
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Problem (Union of Partial Orders)
Let \(R\) and \(S\) be two partial orders on a set \(A\). Must \[
R\cup S
\]also be a partial order on \(A\)? Prove the statement if it is true; otherwise, give a counterexample.
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Problem (Partial Order on a Cartesian Product)
Let \(\left( A,\leq_{A}\right) \) and \(\left( B,\leq_{B}\right) \) be partially ordered sets. Define a binary relation \(\preceq\) on \(A\times B\) by \[
\left( a_{1},b_{1}\right) \preceq\left( a_{2},b_{2}\right) \Leftrightarrow
\left( a_{1}\leq_{A}a_{2}\wedge b_{1}\leq_{B}b_{2}\right) .
\]Show that \(\preceq\) is a partial order on \(A\times B\).
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Problem (A Relation That Is Both a Partial Order and an Equivalence Relation)
Let \(R\) be a binary relation on a set \(A\) that is both a partial order and an equivalence relation. Show that \(R\) coincides with the identity relation on \(A\), \[
I_{A}=\left\{ \left( x,x\right) \ |\ x\in A\right\} .
\]
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Problem (Inverse Relation and Identity Relation)
Let \(R\) be a partial order on a set \(A\), and let \(R^{-1}\) denote its inverse relation. Prove that \[
R\cap R^{-1}=I_{A}.
\]Here \(I_{A}\) is the identity relation on \(A\), defined by \[
I_{A}=\left\{ \left( x,x\right) \ |\ x\in A\right\} .
\]
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